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MFDA Completed Hearings

Regarding Location Date of Issue and Document Type
Professional Investment Services (Canada) Inc.
File No. 200928
Calgary, AB
Feb. 04/10 Case Summary (Hearing Panel Approves Settlement With Professional Investment Services (Canada) Inc.)
Nov. 04/09 News Release (MFDA Hearing Panel issues Reasons for Decision with respect to Professional Investment Services (Canada) Inc. Settlement Hearing)
Oct. 28/09 Reasons for Decision
Oct. 09/09 News Release (MFDA Hearing Panel accepts Settlement Agreement with Professional Investment Services (Canada) Inc.)
Oct. 09/09 Order
Oct. 07/09 News Release (MFDA issues Notice of Settlement Hearing regarding Professional Investment Services (Canada) Inc.)
Oct. 06/09 Settlement Agreement
Oct. 06/09 Notice of Settlement Hearing