Completed Hearings

Regarding

Location

Date of Issue and Document Type

M. Hershberg Capital Limited

File No. 201026

Toronto, ON

Jan. 05/12	Case Summary (Hearing Panel Approves Settlement with M. Hershberg Capital Limited)
Nov. 16/11	News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of M. Hershberg Capital Limited )
Nov. 08/11	Reasons for Decision
Oct. 17/11	News Release (MFDA Hearing Panel accepts Settlement Agreement with M. Hershberg Capital Limited)
Oct. 17/11	Order
Oct. 04/11	News Release (MFDA issues Notice of Settlement Hearing regarding M. Hershberg Capital Limited)
Sept. 30/11	Notice of Settlement Hearing
Sept. 18/11	Settlement Agreement
June 15/11	News Release (MFDA reschedules Hearing on the Merits in the Matter of M. Hershberg Capital Limited)
June 15/11	Order
Mar. 09/11	News Release (MFDA sets dates for Hearing on the Merits in the Matter of M. Hershberg Capital Limited)
Mar. 09/11	Order
Jan. 27/11	News Release (MFDA Hearing Panel sets date for next appearance in the Matter of M. Hershberg Capital Limited)
Jan. 27/11	Order
Jan. 06/11	News Release (MFDA issues Notice of Hearing regarding M. Hershberg Capital Limited)
Dec. 20/10	Notice of Hearing