Completed Hearings

Regarding Location Date of Issue and Document Type
Laurier Capital Planning Inc.
File No. 201027
 Calgary, AB
Sept. 29/11 Case Summary (Hearing Panel Approves Settlement with Laurier Capital Planning Inc.)
Sept. 14/11 News Release (MFDA Hearing Panel issues Reasons for Decision in the Matter of Laurier Capital Planning Inc.)
Aug. 30/11 Reasons for Decision
Apr. 28/11 News Release (MFDA Hearing Panel accepts Settlement Agreement with Laurier Capital Planning Inc.)
Apr. 27/11 Order
Mar. 21/11 News Release (MFDA announces venue for Laurier Capital Planning Inc. settlement hearing in Calgary, Alberta)
Jan. 27/11 News Release (MFDA issues Notice of Settlement Hearing in the Matter of Laurier Capital Planning Inc.)
Jan. 27/11 Settlement Agreement
Jan. 26/11 Notice of Settlement Hearing
Jan. 18/10 News Release (MFDA Hearing Panel sets date for Hearing in the Matter of Laurier Capital Planning Inc.)
Dec. 13/10 News Release (MFDA issues Notice of Hearing regarding Laurier Capital Planning Inc.)
Nov. 22/10 Notice of Hearing