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MFDA Completed Hearings

Regarding Location Date of Issue and Document Type
Garofalo, Christopher M.
File No. 201603
Dundas, ON
Aug. 10/16 Case Summary (Hearing Panel Imposes Penalties on Christopher Garofalo)
Aug. 10/16 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Christopher Garofalo)
Aug. 10/16 Reasons for Decision
Aug. 02/16 News Release (MFDA Hearing Panel approves three settlement agreements in signature cases)
July 28/16 Order
July 13/16 News Release (MFDA reschedules settlement hearing in the matter of Christopher M. Garofalo)
May 25/16 Settlement Agreement
Apr. 27/16 News Release (MFDA announces settlement hearing to take place in respect of Christopher M. Garofalo)
Feb. 25/16 News Release (MFDA sets date for Hearing on the Merits in the matter of Christopher M. Garofalo)
Jan. 25/16 News Release (MFDA announces disciplinary proceeding in respect of Christopher M. Garofalo)
Jan. 11/16 Notice of Hearing