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MFDA Completed Hearings

Regarding Location Date of Issue and Document Type
Romain, Ernest
File No. 201606
Toronto, ON
Nov. 01/16 Case Summary (Hearing Panel Imposes Penalties on Ernest Victor Romain)
Sept. 20/16 News Release (MFDA Hearing Panel makes findings and issues Decision and Reasons in the matter Ernest Romain)
Sept. 19/16 Decision and Reasons
Sept. 19/16 Order
Aug. 25/16 News Release (MFDA Hearing Panel reserves judgment in the matter Ernest Romain)
Mar. 31/16 News Release (MFDA sets date for Hearing on the Merits in the matter of Ernest Romain)
Mar. 30/16 News Release (MFDA amends first appearance start time in the matter of Ernest Romain)
Feb. 08/16 News Release (MFDA announces disciplinary proceeding in respect of Ernest Romain)
Jan. 21/16 Notice of Hearing