| Regarding | Location | Date of Issue | Document Type |
|---|---|---|---|
|
FundEX Investments Inc.
File No. 2016110
|
All Jurisdictions | November 7, 2019 | News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of FundEX Investments Inc.) |
| November 6, 2019 | Reasons For Decision | ||
| September 13, 2019 | News Release (MFDA Hearing Panel approves settlement agreement with FundEX Investments Inc.) | ||
| September 12, 2019 | Order | ||
| August 30, 2019 | News Release (MFDA issues Notice of Settlement Hearing in respect of FundEX Investments Inc.) | ||
| August 30, 2019 | Notice of Settlement Hearing | ||
| August 15, 2019 | Settlement Agreement | ||
| October 25, 2018 | News Release (MFDA adjourns Hearing on the Merits in the matter of FundEX Investments Inc.) | ||
| August 15, 2018 | News Release (MFDA sets date for Hearing on the Merits in the matter of FundEX Investments Inc.) | ||
| August 13, 2018 | News Release (MFDA adjourns Hearing on the Merits in the matter of FundEX Investments Inc.) | ||
| May 31, 2018 | News Release (MFDA Hearing Panel adjourns Hearing on the Merits in the matter of FundEX Investments Inc.) | ||
| February 26, 2018 | News Release (MFDA adjourns Hearing on the Merits in the matter of FundEX Investments Inc.) | ||
| February 20, 2018 | News Release (MFDA amends hearing dates in the matter of FundEX Investments Inc.) | ||
| August 2, 2017 | News Release (MFDA sets dates for Hearing on the Merits in the matter of FundEX Investments Inc.) | ||
| June 26, 2017 | News Release (MFDA announces disciplinary proceeding in respect of FundEX Investments Inc.) | ||
| June 7, 2017 | Notice of Hearing |
