MFDA Completed Hearings

HomeCompleted Hearings › 2016110 - FundEX Investments Inc.
RegardingLocationDate of Issue and Document Type

FundEX Investments Inc.

(File No. 2016110)

All Jurisdictions

Nov. 7/19News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of FundEX Investments Inc.)
Nov. 6/19Reasons for Decision
Sep. 13/19News Release (MFDA Hearing Panel approves settlement agreement with FundEX Investments Inc.)
Sep. 12/19Order
Aug. 30/19News Release (MFDA issues Notice of Settlement Hearing in respect of FundEX Investments Inc.)
Aug. 30/19Notice of Settlement Hearing
Aug. 15/19Settlement Agreement
Oct. 25/18News Release (MFDA adjourns Hearing on the Merits in the matter of FundEX Investments Inc.)
Aug. 15/18News Release (MFDA sets date for Hearing on the Merits in the matter of FundEX Investments Inc.)
Aug. 13/18News Release (MFDA adjourns Hearing on the Merits in the matter of FundEX Investments Inc.)
May. 31/18News Release (MFDA Hearing Panel adjourns Hearing on the Merits in the matter of FundEX Investments Inc.)
Feb. 26/18News Release (MFDA adjourns Hearing on the Merits in the matter of FundEX Investments Inc.)
Feb. 20/18News Release (MFDA amends hearing dates in the matter of FundEX Investments Inc.)
Aug. 2/17News Release (MFDA sets dates for Hearing on the Merits in the matter of FundEX Investments Inc.)
Jun. 26/17News Release (MFDA announces disciplinary proceeding in respect of FundEX Investments Inc.)
Jun. 7/17Notice of Hearing