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MFDA Completed Hearings

Regarding Location Date of Issue Document Type
HollisWealth Advisory Services Inc.
File No. 2016116
Toronto, ON March 27, 2017 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of HollisWealth Advisory Services Inc.)
March 27, 2017 Reasons For Decision
March 14, 2017 News Release (MFDA Hearing Panel accepts settlement agreement with HollisWealth Advisory Services Inc.)
March 7, 2017 Order
January 25, 2017 News Release (MFDA issues Notice of Settlement Hearing in respect of HollisWealth Advisory Services Inc.)
January 20, 2017 Settlement Agreement
December 25, 2016 Notice of Settlement Hearing