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MFDA Completed Hearings

Regarding Location Date of Issue and Document Type
Sterling Mutuals Inc.
File No. 201619
Windsor, ON
June 28/16 Case Summary (Hearing Panel approves settlement agreement with Sterling Mutuals Inc.)
June 28/16 News Release (MFDA Hearing Panel approves settlement agreement with Sterling Mutuals Inc.)
June 27/16 Decision and Reasons
June 27/16 Order
May 27/16 News Release (MFDA Hearing Panel reserves judgment at settlement hearing in respect of Sterling Mutuals Inc.)
May 26/16 Settlement Agreement
May 13/16 News Release (MFDA issues Notice of Settlement Hearing in respect of Sterling Mutuals Inc.)
Feb. 29/16 Notice of Settlement Hearing