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Completed Hearings

Regarding Location Date of Issue and Document Type
WFG Securities Inc.
File No. 201626
Toronto, ON
June 02/16 Case Summary (Hearing Panel Imposes Penalties on WFG Securities Inc.)
June 02/16 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of WFG Securities Inc.)
June 02/16 Reasons for Decision
May 04/16 News Release (MFDA Hearing Panel accepts settlement agreement with WFG Securities Inc.)
May 04/16 Settlement Agreement
May 04/16 Order
Apr. 25/16 News Release (MFDA issues Notice of Settlement Hearing in respect of WFG Securities Inc.)
Apr. 21/16 Notice of Settlement Hearing