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MFDA Completed Hearings

Regarding Location Date of Issue Document Type
Giuliani, Richard Kenneth
File No. 2017103
Burlington, ON June 14, 2018 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Richard Giuliani)
June 13, 2018 Reasons For Decision
May 11, 2018 News Release (MFDA Hearing Panel approves settlement agreement with Richard Giuliani)
May 10, 2018 Order
May 4, 2018 News Release (MFDA announces settlement hearing to take place in respect of Richard Giuliani)
May 3, 2018 Settlement Agreement
December 12, 2017 News Release (MFDA schedules dates for Hearing on the Merits in the matter of Richard Giuliani)
December 11, 2017 Order
November 10, 2017 News Release (MFDA announces disciplinary proceeding in respect of Richard Giuliani)
October 9, 2017 Notice of Hearing