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MFDA Completed Hearings

Regarding Location Date of Issue Document Type
Phillips, James Andrew
File No. 2018117
Windsor, NS March 17, 2020 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of James Phillips)
March 16, 2020 Reasons For Decision
July 24, 2019 News Release (MFDA Hearing Panel approves settlement agreement with James Andrew Phillips)
July 24, 2019 Order
July 3, 2019 News Release (MFDA announces settlement hearing to take place in respect of James Andrew Phillips)
June 17, 2019 Settlement Agreement
June 12, 2019 News Release (MFDA sets date for Hearing on the Merits in the matter of James Andrew Phillips)
June 11, 2019 News Release (MFDA adjourns Hearing on the Merits in the matter of James Andrew Phillips)
January 30, 2019 News Release (MFDA schedules dates for Hearing on the Merits in the matter of James Andrew Phillips)
January 29, 2019 Order
December 21, 2018 News Release (MFDA announces disciplinary proceeding in respect of James Andrew Phillips)
December 14, 2018 Notice of Hearing