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MFDA Completed Hearings

Regarding Location Date of Issue Document Type
Shah Financial Planning Inc.
File No. 2018131
Scarborough, ON May 8, 2019 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Shah Financial Planning Inc.)
May 7, 2019 Reasons For Decision
March 28, 2019 News Release (MFDA Hearing Panel approves settlement agreement with Shah Financial Planning Inc.)
March 27, 2019 Order
December 21, 2018 News Release (MFDA issues Notice of Settlement Hearing in respect of Shah Financial Planning Inc.)
December 20, 2018 Settlement Agreement
December 18, 2018 Notice of Settlement Hearing