| Regarding | Location | Date of Issue | Document Type |
|---|---|---|---|
|
Excel Private Wealth Inc.
File No. 201876
|
Sherbrooke, QC | November 6, 2018 | News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Excel Private Wealth Inc.) |
| November 5, 2018 | Reasons For Decision | ||
| September 6, 2018 | News Release (MFDA Hearing Panel approves settlement agreement with Excel Private Wealth Inc.) | ||
| September 6, 2018 | Order | ||
| August 14, 2018 | News Release (MFDA issues Notice of Settlement Hearing in respect of Excel Private Wealth Inc.) | ||
| July 19, 2018 | Notice of Settlement Hearing | ||
| July 17, 2018 | Settlement Agreement |
