Skip to Main Content

MFDA Completed Hearings

Regarding Location Date of Issue Document Type
Excel Private Wealth Inc.
File No. 201876
Sherbrooke, QC November 6, 2018 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Excel Private Wealth Inc.)
November 5, 2018 Reasons For Decision
September 6, 2018 News Release (MFDA Hearing Panel approves settlement agreement with Excel Private Wealth Inc.)
September 6, 2018 Order
August 14, 2018 News Release (MFDA issues Notice of Settlement Hearing in respect of Excel Private Wealth Inc.)
July 19, 2018 Notice of Settlement Hearing
July 17, 2018 Settlement Agreement