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MFDA Completed Hearings

Regarding Location Date of Issue Document Type
Investors Group Financial Services Inc.
File No. 201927
All Canadian Provinces & Territories June 20, 2019 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Investors Group Financial Services Inc.)
June 17, 2019 Reasons For Decision
May 17, 2019 News Release (MFDA Hearing Panel approves settlement agreement with Investors Group Financial Services Inc.)
May 17, 2019 Order
May 15, 2019 News Release (MFDA issues Notice of Settlement Hearing in respect of Investors Group Financial Services Inc.)
May 14, 2019 Notice of Settlement Hearing
May 1, 2019 Settlement Agreement