| Regarding | Location | Date of Issue | Document Type |
|---|---|---|---|
|
Farmer, Autumn Kaylee
File No. 202311
|
Kentville, NS | May 19, 2023 | News Release (New SRO schedules date for Hearing on the Merits in the matter of Autumn Farmer) |
| May 5, 2023 | News Release (New SRO announces disciplinary proceeding in respect of Autumn Farmer) | ||
| March 27, 2023 | Notice of Hearing |
As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).
New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.
We have set up an interim website for updates and information related to the New SRO including:
Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on www.mfda.ca and www.iiroc.ca.
Visit the New SRO interim website
