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Bulletin #0085-P

Policy
Regional Council Election Results

Mutual Fund Dealers Association of Canada
Association canadienne des courtiers de fonds mutuels
121 King Street West, Suite 1600, Toronto, Ontario, M5H 3T9
TEL: 416-361-6332 FAX: 416-943-1218 WEBSITE: www.mfda.ca

Contact: Gregory J. Ljubic
BULLETIN #0085-P

Corporate Secretary, Director Regional Councils
June 15, 2004
Phone:
416-943-5836
E-mail:
gljubic@mfda.ca

MFDA Bulletin

Policy

For Distribution to Relevant Parties within your Firm

Regional Council Election Results

The MFDA recently conducted a 4-week nomination process during which Members were
formally invited to nominate eligible candidates for election to Regional Councils in each of the
MFDA's four Regions.

In each Region, the number of candidates nominated by Members for election to the Regional
Council did not exceed the number of elected representatives determined by the Board for that
Regional Council. As a result, all nominated candidates have been elected by acclamation. The
MFDA would like to thank all Members and candidates for participating in the process.

The elected representatives of the MFDA Regional Councils are set out below:

Atlantic Regional Council:
Wendi Bacon

Royal Mutual Funds Inc.
Ann C. Etter

BMO Investments Inc.
David Losier

Acadia Financial Services Inc.
Robert G. Malcolm

Legacy Associates Inc.
Remy Richard

Peak Investment Services Inc.
Edgar D. Wilcott

Legacy Associates Inc.

Ontario Regional Council:
John F. Armstrong

Armstrong + Quaile Associates Inc.
Richard E. Austin

Scotia Securities Inc.
Anthony Bagnato

Royal Mutual Funds Inc.
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Lesley Brown

Investors Group Financial Services Inc.
Lino Cambone

Scotia Securities Inc.
Geoffrey Charlton

Berkshire Investment Group Inc.
Daniel R. Clarke

Equity Associates Inc.
Gerald S. Coffin

Assante Financial Management Ltd.
Theresa Currie

Multiple Retirement Services Inc.
Chuck Grace

Quadrus Investment Services Inc.
Dennis Gregoris

CIBC Securities Inc.
Paul Griffen

ING Wealth Management Inc.
Robert Hovianseian

Confident Financial Services (1969) Limited
Sandra Kegie

FundEX Investments Inc.
Darcy M. Lake

BMO Investments Inc.
Kenneth Mann

IQON Financial Inc.
Christopher Marrese

Clarica Investco Inc.
Ian Moorhouse

Independent Accountant's Investment Group Inc.
David Sharpe

PFSL Investments Canada Ltd.

Prairie Regional Council:
Elaine Bradley

Royal Mutual Funds Inc.
Alan Caplan

Peak Investment Services Inc.
Anneke Findlay

FundEX Investments Inc.
Terry Ford

Partners in Planning Financial Services Ltd.
Craig Francis

The Western Mutual Fund Company Ltd.
Erwin Granson

CWB Canadian Western Financial Ltd.
Kathleen Laponsee

ING Wealth Management Inc.
Michael Mezei

ATB Investment Services Inc.
Robert E. Roy

Assante Financial Management Ltd.
Jan Sampson

IQON Financial Inc.
Michael R. Sellors

Partners in Planning Financial Services Ltd.
Richard Sydenham

BMO Investments Inc.
Tom Vowell

Investors Group Financial Services Inc.

Pacific Regional Council:
Greg Cameron

Chartwell Financial Inc.
Raymond F. Currie

BMO Investments Inc.
Dawn M. Daughton

ING Wealth Management Inc.
Robert Kirwin

HSBC Investment Funds (Canada) Inc.
J. Douglas MacKay

Credential Asset Management Inc.
Susan Monk

Peak Investment Services Inc.
Sharon Moskalyk

Investors Group Financial Services Inc.
Larry Neilsen

Phillips, Hager & North Investment Funds Ltd.
Cheryl Shkurhan

Coast Capital Investments
Darlene P. Thomas

Royal Mutual Funds Inc.
Gail Winzoski

Chartwell Financial Inc.
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Regional Council Appointments

The next step in the organization of the Regional Councils is the appointment, by the Board, of
the Chair and Vice-Chair for each Regional Council from among the elected representatives.

This will be followed by the establishment of an Appointment Committee for each Region,
consisting of the President and Chief Executive Officer of the MFDA, a Public Director and the
Chair of the Regional Council. The Appointments Committee for each Region will appoint
additional industry and public members to the Regional Council whose sole duty will be
restricted to acting as members of Hearing Panels of Regional Councils, when selected to do so,
to preside over MFDA disciplinary proceedings.

(doc #34578)
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