Mutual Fund Dealers Association of Canada
Association canadienne des courtiers de fonds mutuels
121 King Street West, Suite 1000, Toronto, Ontario, M5H 3T9
TEL: 416-361-6332 FAX: 416-361-9781 WEBSITE: www.mfda.ca
BULLETIN # 0255 – E
March 29, 2007
E-mail: sdevlin @mfda.ca
For Distribution to Relevant Parties within your Firm
Regional Councils – Membership Suspension Hearing
On March 23, 2007 a Hearing Panel of the Central Regional Council suspended the rights and
privileges of MFDA membership in respect of Merchant Capital Wealth Management
Corporation pursuant to section 24.3.1(a) of MFDA By-law No. 1.
A copy of the Hearing Panel’s Order is available on the MFDA website at https://mfda.ca/.
The Mutual Fund Dealers Association of Canada is the self-regulatory organization for Canadian
mutual fund dealers. The MFDA regulates the operations, standards of practice and business
conduct of its 163 Members and their approximately 75,000 Approved Persons with a mandate
to protect investors and the public interest.