Skip to Main Content

Bulletin #0255-E

Enforcement
Regional Councils - Membership Suspension - Merchant Capital Wealth Management Corporation

Mutual Fund Dealers Association of Canada
Association canadienne des courtiers de fonds mutuels
121 King Street West, Suite 1000, Toronto, Ontario, M5H 3T9
TEL: 416-361-6332 FAX: 416-361-9781 WEBSITE: www.mfda.ca

Contact: Shaun
Devlin
BULLETIN # 0255 – E
Vice-President,
Enforcement
March 29, 2007
Phone:
416-943-4672

E-mail: sdevlin @mfda.ca


MFDA Bulletin

Enforcement

For Distribution to Relevant Parties within your Firm


Regional Councils – Membership Suspension Hearing

On March 23, 2007 a Hearing Panel of the Central Regional Council suspended the rights and
privileges of MFDA membership in respect of Merchant Capital Wealth Management
Corporation
pursuant to section 24.3.1(a) of MFDA By-law No. 1.
A copy of the Hearing Panel’s Order is available on the MFDA website at https://mfda.ca/.

The Mutual Fund Dealers Association of Canada is the self-regulatory organization for Canadian
mutual fund dealers. The MFDA regulates the operations, standards of practice and business
conduct of its 163 Members and their approximately 75,000 Approved Persons with a mandate
to protect investors and the public interest.

Doc #106354