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Bulletin #0294-E

Enforcement
Regional Councils – Membership Termination Hearing

Contact: Shaun
Devlin
BULLETIN #0294 – E
Vice-President,
Enforcement
January 8, 2008
Phone:
416-943-4672

E-mail: sdevlin @mfda.ca


MFDA Bulletin

Enforcement

For Distribution to Relevant Parties within your Firm


Regional Councils – Membership Termination Hearing

On January 8, 2008 a Hearing Panel of the Central Regional Council terminated the rights and
privileges and membership of Merchant Capital Wealth Management Corporation in the MFDA
pursuant to section 24.3.2(a) of MFDA By-law No. 1. (Further Suspension, Termination of Rights and
Privileges, Expulsion).

A copy of the Hearing Panel’s Order is available on the MFDA website at www.mfda.ca.

The Mutual Fund Dealers Association of Canada is the self-regulatory organization for Canadian
mutual fund dealers. The MFDA regulates the operations, standards of practice and business
conduct of its 158 Members and their approximately 75,000 Approved Persons with a mandate
to protect investors and the public interest.

Doc #128962