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Bulletin #0357-E

Membership Suspension
Regional Councils - Membership Suspension Hearing (IOCT Financial Inc.)

Contact: Jason
D.
Bennett
BULLETIN #0357 – E

Corporate Secretary & Director of Regional Councils
February 13, 2009
Phone:
416-943-7431
Email:
jbennett@mfda.ca

MFDA Bulletin

Enforcement

For Distribution to Relevant Parties within your Firm

Regional Councils – Membership Suspension Hearing

On February 10, 2009, a public representative of the MFDA’s Central Regional Council
suspended the rights and privileges of MFDA membership in respect of IOCT Financial Inc.
pursuant to sections 24.3.2(a)(i) and (viii) of MFDA By-law No. 1 (Applications in Exceptional
Circumstances).

A copy of the suspension Order is available on the MFDA website at www.mfda.ca.

The MFDA is the self-regulatory organization for Canadian mutual fund dealers. The MFDA
regulates the operations, standards of practice and business conduct of its 153 Members and their
approximately 75,000 Approved Persons with a mandate to protect investors and the public
interest.

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