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Bulletin #0470-P

Policy
Proposed Amendment to MFDA Form 1

Contact: Paige
Ward
BULLETIN #0470 – P
Director, Policy & Regulatory Affairs
March 21, 2011
Phone: 416-943-5838
E-mail: pward@mfda.ca

MFDA Bulletin

Policy

For Distribution to Relevant Parties within your Firm

Proposed Amendment to MFDA Form 1

On March 18, 2011, the British Columbia Securities Commission (“BCSC”) published for public
comment a proposed amendment to MFDA Form 1.

The objective of the proposed amendment is to explicitly include the definition of “market
value” in Form 1 to ensure consistency by MFDA Members in the valuation of their securities.

Comments should be made in writing. One copy of each comment letter should be delivered by
May 17, 2011 (within 60 days of the BCSC’s publication of the proposed amendments),
addressed to the attention of the Corporate Secretary, Mutual Fund Dealers Association of
Canada, 121 King St. West, Suite 1000, Toronto, Ontario, M5H 3T9 and one copy addressed to
the attention of Sarah Corrigall-Brown, Senior Legal Counsel, British Columbia Securities
Commission, 701 West Georgia Street, P.O. Box 10142, Pacific Centre, Vancouver, British
Columbia, V7Y 1L2.

Those submitting comment letters should be aware that a copy of their comment letter will be
made publicly available on the MFDA website at www.mfda.ca.

To view the proposed amendment, please go to: www.mfda.ca/regulation/propamend.html .

The proposed amendment may also be viewed on the BCSC’s website at:
http://www.bcsc.bc.ca/sros.asp?id=12036

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