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Bulletin #0891-P

For further information, please contact:

Paige Ward
General Counsel, Corporate Secretary and Vice President, Policy
For Distribution to Relevant Parties within your Firm

CFR Conforming Amendments to MSN-0069 - (Suitability): Summary of Comments

On June 21, 2021, the MFDA published, for a 60-day comment period, proposed CFR conforming amendments to guidance set out under MFDA Staff Notice (MSN) 0069 – Suitability. The comment period expired on August 20, 2021 (see Bulletin #0863-P).

Three submissions were received in response to the request for comments: two from industry associations, and one from an investor advocate. Attached as Appendix “A” to this Bulletin is the summary of comments, along with the responses of MFDA staff.