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Bulletins

MFDA Bulletins are publications intended for information purposes. The MFDA issues Bulletins related to Compliance, Enforcement, Membership and Policy matters. MFDA Bulletins are available in both French and English, and can be viewed or printed by clicking on the appropriate link.

Bulletin # Date Type Description
#0918-M November 3, 2022 Membership Information OBSI Joint Regulators Committee Annual Report for 2021
#0917-M September 29, 2022 Membership Information Special Meeting of Members
#0916-M September 16, 2022 Membership Information MFDA CEO Mark Gordon to step aside, take new position as Strategic Advisor to the MFDA Chair
#0915-M September 15, 2022 Membership Information The MFDA Investor Protection Corporation (IPC) – 2022 Annual Report
#0914-M August 30, 2022 Resignation Resignation - Leith Wheeler Investment Funds Ltd.
#0913-M August 30, 2022 Membership Information MFDA FY2022 Audited Financial Statements and Management Discussion and Analysis
#0912-M August 25, 2022 Resignation Resignation: TeamMax Investment Corp.
#0911-P July 21, 2022 Policy Approval of New MFDA Policy No. 11 Proficiency Standards for the Sale of Alternative Mutual Funds and Summary of Comments
#0910-M July 15, 2022 Membership Information MFDA Board of Directors Update
#0909-P July 7, 2022 Policy Proposed Amendments to MFDA Rules 2.3.2, and 2.3.3 (Limited Trading Authorization) - Publication of CSA Notice of Approval / Non-Objection