CE Activities
MANDATORY COMPLIANCE CREDITS
2023 Compliance Credit
Available until: December 1, 2023
CE Credits: 1 Compliance Credit
Languages: English and French.
2022 MFDA Compliance Credit
Available until: December 1, 2023
CE Credits: 1 MFDA Compliance Credit
Languages: English and French.
To take this activity for credit, please log into CERTS, and select “Register for MFDA CE Activities” from the “Actions” Menu.
OPTIONAL CE ACTIVITIES
2021 MFDA Member Regulation Webcast
Available until: December 1, 2023
Description: Provides guidance to Members on: Client Focused Reforms – Conflicts of Interest, Continuing Education, Trusted Contact Persons and Temporary Holds, and Complaint Handling
CE Credits: 1.5 Business Conduct Credit
Language: English
Participants in the Mutual Fund Dealer Division CE program can take the IIROC CE accredited webcasts and enter attendance on the MFDA CE Reporting and Tracking System (CERTS). Please refer to the Course Catalogue in CERTS to confirm eligibility.