Rules

MFDA Rules set out detailed requirements for Members, including particulars respecting:

  • business structures
  • capital requirements
  • insurance
  • books and records
  • client reporting, and
  • business conduct
MFDA Rules
(as amended Dec. 31,2021)
English Pdf IconFrench Pdf IconEnglish Accessible IconFrench Accessible Icon

MFDA Rules were originally published on February 23, 2001. Here are the Rule amendments: English | Français.

Questions regarding any aspect of our Rule Book should be directed to Membership Services via e-mail at membershipservices@mfda.ca, or via telephone at 416-361-6332 or 1-888-466-6332.