

MFDA Forms are available in both French and English, and can be viewed and/or printed by clicking on the appropriate language link below.
Financial Documents | Language | |
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FORM 1 (IFRS) – as amended December 15, 2018 | ![]() |
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The Form 1 Reference Manual | ![]() |
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“Bare Trustee” Custodial Agreement (Schedule A to MSN-0058) | ![]() |
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Other Custodial Agreements: | Language | |
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Agent’s Agreement (MFDA Staff Notice MSN-0011) | Language | |
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Agreement made pursuant to MFDA Rule 2.4.1 (Payment of Commissions to Unregistered Corporation) (Schedule A to MSN-0072) | ![]() |
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Other Documents | Language | |
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The Benefits of Working with an MFDA Member | ![]() |
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Client Complaint Information (MFDA Staff Notice MSN-0073) | ![]() |
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Confirmation of Completion of New Registrant Training and Supervision Program (MFDA Policy No. 1) | ![]() |
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Consent to Release of MFDA Enforcement Activity History and Release from Liability | ![]() |
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Protect Yourself from Fraud (client brochure) | ![]() |
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Pre-Delivery of Fund Facts (client brochure) | ![]() |
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Undertaking Preferred Shares (MFDA Staff Notice MSN-0013) | ![]() |
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Uniform Guarantee by Members and Related Members | ![]() |
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Membership Application Package | Language | |
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Dual Registration |
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