MFDA By-Law No. 1 was replaced by New SRO By-Law No. 1 on January 1, 2023.
The new By-Law is available on the New Self-Regulatory Organization of Canada website.
BY-LAW NO. 1
(as amended by By-laws Nos. 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 1,2 13, 14, 16, 17, 18, 19, 20, 21 and 23)
Amended and Consolidated to May 7, 2020
being the General By-law of
MUTUAL FUND DEALERS ASSOCIATION OF CANADA/
ASSOCIATION CANADIENNE DES COURTIERS DE FONDS MUTUELS
(hereinafter referred to as the “Corporation”)
TABLE OF CONTENTS
INTERPRETATION AND EFFECT
DIRECTORS AND OFFICERS
6. Interested Director and Officer Contracts
8. For the Protection of Directors and Officers
MEMBERSHIP
13. Resignations, Reorganizations and Terminations
ANNUAL AND OTHER FEES
16. Effect of Non-Payment of Fees
REGIONAL COUNCILS
19. Appointed Members to Regional Council and Hearing Panels
EXAMINATIONS AND INVESTIGATIONS
21. Power to Conduct Examinations and Investigations
22. Examinations and Investigatory Powers
23. Co-operation with Other Authorities
DISCIPLINE
25. Rules, Forms and Other Instruments
REVIEW BY APPLICABLE SECURITIES COMMISSION
GENERAL ADMINISTRATION
30. Cheques, Drafts, Notes, Etc.
35. No Actions Against the Corporation
35.A. MFDA Investor protection Fund
