Exemptive Relief Documents

Bulletin #DateTypeDescription
#0659-PSeptember 23, 2015PolicyFor Distribution to Relevant Parties within your Firm
#0422-PJanuary 25, 2010PolicyNotice of Exemption Granted Pursuant to Section 37 of By-law No.1
#0282-PNovember 15, 2007PolicyNotice of Exemption Granted Pursuant to Section 37 of By-Law No. 1
#0211-PJuly 28, 2006PolicyNotice of Exemption Granted Pursuant to Section 37 of By-law No. 1
#0209-PJuly 24, 2006PolicyNotice of Exemption Granted Pursuant to Section 37 of By-law No. 1
#0208-PJuly 14, 2006PolicyExemptive Relief from MFDA Rule 3.3.2(e) (Commingling Prohibition)
#0206-PJuly 10, 2006PolicyExemptive Relief from MFDA Rule 3.3.2(e) (Commingling Prohibition)