Skip to Main Content

Exemptive Relief Documents

Bulletin # Date Type Description
#0659-P September 23, 2015 Policy For Distribution to Relevant Parties within your Firm
#0422-P January 25, 2010 Policy For Distribution to Relevant Parties within your Firm
#0282-P November 15, 2007 Policy For Distribution to Relevant Parties within your Firm
#0211-P July 28, 2006 Policy Notice of Exemption Granted Pursuant to Section 37 of By-law No. 1
#0209-P July 24, 2006 Policy Notice of Exemption Granted Pursuant to Section 37 of By-law No. 1
#0208-P July 14, 2006 Policy Exemptive Relief from MFDA Rule 3.3.2(e) (Commingling Prohibition)
#0206-P July 10, 2006 Policy Exemptive Relief from MFDA Rule 3.3.2(e) (Commingling Prohibition)